for safeguarding their user IDs, passwords, and any personal information that may be potentially used to request a change of the user IDs and passwords. 5.4. System and Application Access Control

assets have been in custody of the intermediary , the administrative system shall be provided adequately in order to protect the client ’s assets and comply with the specific Notifications stipulating

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall

protect the client ’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets

Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister

instruments issued by PTT Public Company Limited . In order to protect the investors’ interest and legitimate right and ensure that they are treated fairly, it is therefore necessary to issue this Notification.

an operating system sufficiently and effectively in order to protect any acts according to paragraph one which may create conflict of interest to the fund, provided that, in case of (1) shall apply as

that the derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the

securities with embedded options และ exotic derivatives เป็นต้น ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์สภาพคล่องและค่าความเสี่ยงของสถานะเงินลงทุนดังกล่าวโดยยึดหลัก building-block approach ตามแนวทางซึ่งได้กล่าว

securities with embedded options และ exotic derivatives เป็นต้น ให้บริษัทคำนวณและรายงานมูลค่า สินทรัพย์สภาพคล่องและค่าความเสี่ยงของสถานะเงินลงทุนดังกล่าวโดยยึดหลัก building-block approach ตามแนวทางซึ่งได้กล่าว