company shall proceed as follows: (1) buy or sell securities according to the bid and offer price, and shall make a clear understanding with the counterparty regarding the expiry time of such bid and offer
offer adequate time to the client for considering and making a decision for investment. While checking accuracy of information affecting the decision of the client , the intermediar y shall control and
a decision to use the services; (6) not urge the client to make a decision to invest [in capital market products ], but shall offer adequate time to the client for considering and making a decision
characteristics as specified in Section 103, the Office shall have the power to withdraw its approval and the securities company shall propose other persons for the approval from the Office within fifteen days from
case of providing services as a secondary market for trading of shares or debentures of limited companies or public limited companies which offer securities for sale through a crowdfunding portal which
case of a private placement), etc. - Specify other important details of the offer for sale of the securities, for example, the issuer (only in the case of the existing securities holders offering their
% จากราคาอ้างอิง (ราคาอ้างอิง เช่น ราคาของคำสั่งแรก ราคาเสนอซื้อ ราคาเสนอขาย เป็นต้น) ( คำสั่งซื้อ/ขายหลักทรัพย์หลายรายการในลักษณะเคาะซื้อ/ขาย หรือมีลักษณะกวาด bid/offer เพื่อให้ราคาเปลี่ยนแปลงไปจากสภาพ
communicate emergency plan to concerned person acknowleged as necessary and preventing unauthortized person acknowleged Propose to delete “preventing unauthortized person acknowleged” IT Club Approve with the
Issuance and Offer for Sale of Securities . (b) in case of reporting the result of the sale of debt securities, the terms “ debt securities ” “ short-term bonds ” “ short-term bills ” “ institutional
company whose 30 percent shares are held by a majority shareholder), and the information on the connected transactions such as characteristics, amounts, terms and conditions, interest rate, bid and offer