SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
benefit to the Company and the shareholders. Therefore, the management team has conducted studies to find solutions to minimize the effects of this project. The Company has proposed solutions and discovered
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person assigned by such
, issuance and settlement of securities, and organization of shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit
draft regulations on the business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider
business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider” as a new digital asset
shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit of due diligence and know-your-client assessments (DD/KYC), (3
operator who performs safekeeping of clients’ digital assets https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771 The SEC’s public hearing on the proposed measures to prevent the usage of digital asset