-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate to investment policy and necessity of
cases where such transaction is cross-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate
the supervision of the State or the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being
of 2019, the Company had the inventory decreased by 322.7 million Baht to the level of 1,006.4 million Baht at the end of 2019. Besides, being a trading partner with AIS, the number one network
42. (4) the unlisted company or the company’s share being non-trading over-the- counter securities center which falls within any of the following characteristics: (a) being under an absolute
of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (No. 2) dated 20 February 2017 (effective as from 1 March 2017). 4 (1) being a loan
of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (No. 2) dated 20 February 2017 (effective as from 1 March 2017). 4 (1) being a loan
providing investment consultation to investors and being allowed to analyze investment, relating to the value and appropriateness for trading or investing in capital market product whether or not the analysis
experts shall be the combination of the one as representative of investors, the one being securities or derivatives trading expert and the two appointed from the name list proposed by association. The
shareholders and general investors. (3) being subject to the Notice Pending sign (NP) of the Exchange, or being temporary banned from trading its listed securities under the Trading Suspension sign (SP); (4