necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
selling of stocks and REIT by the underwriter at the beginning stage of listing may significantly impact trading volumes and price of such securities.? The proposal also include the rule which requires lead
matter.Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of issuing Thai
matter. Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
unit redemption is beginning to slow down, and so far no fixed income fund has borrowed or entered into repurchase transactions at an amount exceeding 10 percent of NAV. In addition, BOT has announced
signing is a good beginning for closer cooperation with regard to monitoring of businesses entering the rehabilitation or bankruptcy process. It will also strengthen enforcement efficiency and human
, from the beginning to the end. This type of lawsuit is another solid legal option for investor protection and remedy,” said Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary
engagement of preparers of financial statements, CEOs, and CFOs from the very beginning. In this regard, the SEC and the FAP are co-designing a curriculum for the preparation of the financial reports of
group behaviors of these persons demonstrated their dishonest tendency right from the beginning of their professional career, and thus threatened potential misconduct to clients in the future. As a result