similar period of time; (4) Placing, modifying, or cancelling a securities trading order during the pre-opening or pre-closing period of the Securities Exchange or the over-the-counter center, as the
) bear obligations to the securities clearing and settlement system NCR ≤ 10 . 5 % or NC ≤ 1 . 5 million baht Notifies and files with the SEC daily Net Capital ( NC ) reports until NC