Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN Page 1 – Translation – GRC-02/2019/025 11 December 2019 Subject: Report of the Asset Acquisition To: President The Stock Exchange of
Examinations2 Investment Analysis on Securities3 Related Rules on Investment Analysis 3 Approved or registered to perform similar duties to securities investment analyst on fundamental factors by the lead
Analysis on Derivatives Related Rules on Investment Analysis 4 Approved or registered to perform similar duties to derivatives investment analyst on fundamental factors by the lead regulator in a country
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. KorNor. 23/2544 Re: Rules, Conditions and
Securities3 and Derivatives Related Rules on Investment Analysis 9 Former capital market investment analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 6.7
Examinations Fundamental Knowledge Related Rules and Appropriate Investment Advisory Knowledge on Non-complex Capital Market Products Person approved or registered to perform duties in the same manner as ASEAN
or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In this case, an additional examination on related rules is required. 2 CFP Module 1 (fundamental financial
) Fundamental Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products and high-risk or complex products, i.e., derivatives, high-risk or complex of
..................................................................................................................................... 13 Shareholder Proposals: The Basics .................................................................................................................. 15 Shareholder Resolutions and Constructive
Examinations1 (1) Fundamental Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products 7 Marketing officer regarding agricultural commodities. ✓ − ✓ 8