their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

BBL ASSET MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 08/05/2014 - 14/05/2014

KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 29/08/2017 - 04/09/2017

BBL ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 17/10/2016 - 26/10/2016

บริษัท หลักทรัพย์จัดการกองทุนกสิกรไทย จำกัด|กองทุนรวมหน่วยลงทุน (Fund of Funds) | วันที่เสนอขาย : 29/08/2560 - 04/09/2560

SEC has launched the https://เสี่ยงสูง.com/ microsite, a center for basic knowledge of digital assets for the public, consisting of four topics. The first one is “Knowing Them” which introduces

and basic necessities for those in nearby communities who are affected by the COVID-19 spread. We hope our sharing will help with living expenses of the needy and alleviate the pandemic impacts on