Inside brokers Weikai Li, Abhiroop Mukherjee, Rik Sen WHO SHOULD REGULATE INVESTMENT ADVISERS? Ben Charoenwong* National University of Singapore Alan Kwan Hong Kong University Tarik Umar Rice
Business for Licensed Derivatives Brokers dated 3 August 2009; (18) The Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Rules on Undertaking of Derivatives Business for Licensed
Capital market business, the market share (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was 7.32%, increased from 4.55% in 2018, ranking 1 st from total 38 brokers. During
exchange and clearing house, and the licensing requirements which are in the process of approval ● Prescribed licensing rules for derivatives brokers, dealers, and fund managers ● Prescribed rules for the
brokers. The Investment Banking business generated total revenue of Baht 822 million while fee from Asset Management business totaled Baht 801 million. Meanwhile, the Investment business recorded revenue
Phatra Securities Plc. (PSEC) was 9.61%, increased from 4.55% in 2018, ranking 1st from total 39 brokers. Summary of Performance of the Bank and subsidiaries Percentage 4Q18 2018 1Q19 2Q19 3Q19 4Q19 2019
) was 4.93%, increased from 4.51% in 1Q17, ranking 5 th from total 37 brokers. Summary of Performance of the Bank and subsidiaries Percentage 2Q16 1H16 2016 1Q17 2Q17 1H17 Loan growth (0.4) (1.6) (0.8
) was 4.93%, increased from 4.51% in 1Q17, ranking 5 th from total 37 brokers. Summary of Performance of the Bank and subsidiaries Percentage 2Q16 1H16 2016 1Q17 2Q17 1H17 Loan growth (0.4) (1.6) (0.8
Capital market business, the market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was 4.65% decreasing from 4.93% in 2Q17, ranking 5th from total 37 brokers. The
Capital market business, the market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was 4.65% decreasing from 4.93% in 2Q17, ranking 5th from total 37 brokers. The