accountability in accordance with the professional code of ethics, auditing standards, and other additional regulations prescribed by the law governing securities and exchange. Yours sincerely, Signature
/EquityDebt/Pages/Auditors.aspx#Tabcontent2 2. การเพิ่มปริมาณผู้สอบบัญชีที่สามารถลงนามรับรองงบการเงินได้จะทำให้มีการกระจายงานและผู้สอบบัญชีทำงานได้ด้วยความทุ่มเทมากขึ้นและเพิ่ม accountability ให้แก่ผู้สอบบัญชี
for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification
”) จึงเห็นว่า มาตรการหนึ่งที่จะเสริมสร้างให้ผู้บริหารและ Fund Manager ให้ความสำคัญในเรื่องดังกล่าว คือ การกำหนดให้บุคคลดังกล่าวมีความรับผิดชอบส่วนตัว (personal accountability) ในการปฏิบัติหน้าที่ดังกล่าว
English translation is strictly for reference. Please also note that the translation has not been subjected to an official review by the SEC Office and the SEC Office cannot undertake any responsibility for
: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to take the highest responsibility in Accounting and Finance, the person
Audit Firm Name: Subject : Leadership Responsibility Prepared by Date LEADERSHIP RESPONSABILITIES FOR QUALITY WITHIN THE FIRM Particulars Reference / Guidance Notes Description 1 Who is the ultimate
, impersonation, delivery of chain e-mail, and disclosure of the organization’s sensitive information. 4. IT Asset Management 4.1. Responsibility for Assets Objective: To ensure that the critical IT assets are
has legal force and the English translation is strictly for reference. Accordingly, the SEC Office cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 33