depository or a securities clearing house, the central securities depository shall establish measures for risk management, at least as set out in subclause (1) of Paragraph 1, mutatis mutandis. Chapter 5
shaping of market development. The law on futures markets was enacted in 2004. Preparation is now well under way to establish the market within 2005. A clear and concise plan was set to eradicate remaining
. II) The rights and equitable treatment of shareholders and key ownership functions; The chapter identifies basic shareholder rights, including the right to information and participation through the
and Codes related to Thai CG (CG-ROSC). SET has continuously supported listed firms to establish their CG systems, and expects all listed companies’ boards and management teams to develop their systems
Development Committeeé to formulate guidelines to develop the derivatives exchange, establish a development company to set up the exchange as well as manage and monitor the administration of the development
commercial and insolvency judges and professionals, (ii) the dissemination of insolvency legislation and judicial decisions, (iii) cooperation in cross-border insolvency cases. Companies should establish
responsibilities to set a good example for the market. The SEC Board and the SEC Pursuant to the Securities and Exchange Act B.E. 2535 (1992) (SEC Act), the SEC Board comprises: ë Five ex-officio members, i.e., the
websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
) initiatives; ë To propose an adoption of civil proceedings to further enhance effectiveness of the enforcement measures. SEC Integrity ë To set up a risk management system and establish a risk management