and Audit Oversight > Auditor Supervision Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor Supervision The SEC has put its continuing effort on
Limited Company Act B.E. 2535 (1992). The law prescribes the essences of corporate governance principles, for example, fundamental qualifications of the board of directors (e.g., being at legal age, not
qualification, work experience and training course in accounting knowledge. 3.2.2 Orientation course in accounting and finance or Continuing development course in accounting knowledge for CFO and Chief
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors
Infrastructure Fund Manager Types of Invetment Analyst Qualifications Capital Market Investment Analyst on Fundamental Factors download PDF Securities Investment
under the good quality control system both at firm level and engagement level. In response to the aforesaid, the SEC has revised rules on granting approval of auditors in its continuing efforts to
stakeholders. As the market became more developed, new products were introduced and three laws were promulgated to support continuing development of instruments and transactions, namely the Derivatives Act B.E
ผู้ลงทุน เพื่อให้คำแนะนำผลิตภัณฑ์การลงทุนที่เหมาะสมกับผู้ลงทุน โดยพิจารณาจาก Suitability test และ Basic asset allocation วิธีปฏิบัติกรณีผู้ลงทุนต้องการลงทุนเกินความเสี่ยงที่ยอมรับได้ ให้ผู้ลงทุนตระหนัก