Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
preparing information to assist investors with an investment decision making. Therefore, the SEC adopts regulatory approaches for credit rating agencies to be in line with the Code of Conduct Fundamentals for
specified in the notification of the SEC. Related Manuals/Guidelines Applying for a license in undertaking the digital asset business Guidelines in preparing documents demonstrating readiness of the
. Securities Registrar Provides service in preparing and maintaining the register book of securities holders, transfer of securities ownership, pledge and seize, as well as the closing of the book in order to
additional regulations prescribed by the law governing securities and exchange, preparing a summary of types of auditor's report in a specified form Form 61- 4F , providing explanation or submitting any
securities and exchange, preparing a summary of types of auditor's report in a specified form Form 61- 4F , providing explanation or submitting any other information or taking any other necessary actions as