Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperati...
Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not guarantee future results. 3 years 5 years 10
) Benchmarks: YTD 3 months 6 months 1 year Fund This HK Covered Fund is authorised and under the supervision of the Securities and Futures Commission of Hong Kong. Benchmarks Fund standard deviation Benchmark
supervision of [name of Home Regulator]. Benchmarks Fund standard deviation Benchmark standard deviation Warning • Investments in the mutual fund are not deposits. • The mutual fund’s past performance does not
Duration List of Fund Managers Past performance at specific periods (% per annum) YTD 3 months 6 months 1 year Benchmarks: Fund Benchmarks Peer group average Fund standard deviation Benchmark standard
civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 1,500,000.00 Baht - a bar from
> - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 03/12
730,135.00 Baht - a bar from serving as a director or executive in a securities issuing company between 04/12/2019 and 03/12/2020 - a bar from
penalty of 807,601.30 Baht - a bar from serving as a director or executive in a securities issuing company between 09/12/2019 and 08/12/2020  
; - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 31/03/2020