Mr.Chai Sophonpanich Mr.Chai Sophonpanich (“Mr.Chai”) , then chairman and chief executive officer of Bangkok Insurance Public Company Limited ("BKI"), proposed a dividend payment plan for
President and Chief Executive Officer of Bangkok First Investment & Trust Public Company Limited (BFIT), solicited the other person to purchase BSEC shares between December 23, 2010 and January 6, 2011
constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board. That is, the securities broker failed to Inefficient
damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and
;) failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the
;) failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the
") failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification
("KTBST") failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the
material to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC