Mr.Parin Pruksawan During December 17, 2013 – January 9, 2014 Mr. Parin Pruksawan, a trader of DBS Vickers Securities (Thailand) Co.,Ltd, performed his duty dishonestly by using information to
US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the
Siam Grander Management Co.,Ltd Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in Thailand without proper licenses granted, violating
AEC Securities Public Company Limited Between December 25, 2018 and May 22, 2020, AEC Securities Public Company Limited , as a securities and derivatives broker, failed to submitting an accurate and
Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and
Asia Wealth Securities Public Company Limited Between June 4, 2020 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, engaged in an act which may cause damage or
DBS Vickers Securities (Thailand) Co.,Ltd. Between May 22, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to put in place a
Mr. Chaiporn Pongmongkulsam Mr. Chaiporn Pongmongkulsam conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international
Mr.Chin Wen Chuan Mr.Chin Wen Chuan, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in
Miss Pimmada Chutimunta Miss Pimmada Chutimantanon, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker