Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to a fine of 40,000 bath. Since the defendant pled guilty, the Bangkok South Criminal

US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the

Mr. Chaiporn Pongmongkulsam Mr. Chaiporn Pongmongkulsam conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international

Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to one-year imprisonment and a fine

businesses in Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to one-year

Mr. Tawee Uengaksorn Mr. Tawee Uengaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international trading Company

, 2012 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 29, 2013, the Bangkok South Criminal Court

accounts: Miss Uraiwan’s 6 securities accounts of Country Group Securities Public Company Limited, KGI Securities (Thailand) PCL., KTBST Securities Public Company Limited (“KTBST Securities”), Finansia Syrus

Krungthai Zmico Securities Company Limited which Ms. Uraiwan gave Mr. Telaphon an authority to trade securities in those securitites accounts on behalf of Ms. Uraiwan and Mr. Telapon’s 2 securities accounts

businesses in Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. The Bangkok South Criminal Court sentenced the accused to 1 year imprisonment and to a fine of Baht