transferee on the back of the certificates. In such event, the securities issuing company or the registrar, as the case may be, shall enter the transfer in the register and certify such transfer on the
transfer, shall submit the application to the securities issuing company or the registrar together with the securities certificates which he has signed his name as the transferee on the back of the
paragraph, the auditor shall report the matter to the Office. Suspicious circumstances that shall be informed under the first paragraph and procedures for acquiring the fact relating to such circumstances
) placing a securities purchasing order while being aware that oneself or an associate has made an order to sell the same securities or will do so at a similar amount and a https://www.sec.or.th/EN/Documents
purchase or sell a securities with a [concurrent] agreement to sell back or buy back such securities; (3) any contract or trade as specified in the notification of the SEC. SECTION 5. Any derivatives
) purchasing or selling of securities in accordance with the rules, conditions and procedures as specified in the notification of the SEC. 8 SECTION 244/5 Any of the following acts shall be presumed to be an act
charges specified at the rate and according to procedures in the agreement authorizing the management of the private fund; (3) purchasing or selling assets in its own name with the person authorizing the
by any means, where such person knows or ought to know that the receiver of such information may exploit such information for purchasing or selling the digital tokens or entering into a derivatives
information for purchasing or selling the digital tokens or entering into a derivatives contract related to the digital tokens, either for the his or her own benefit or for the benefit of any other persons