outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6
of the Securities and Exchange Act whereby the SEC had informed Mr. Suphan Sethapanich to accept the fine settlement but he did not agree to do so. The SEC, therefore, filed the criminal complaint
, 2012 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 29, 2013, the Bangkok South Criminal Court
Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. On October 3, 2018, the Bangkok South Criminal Court ruled against him for violating Sections 90 and 289 of the SEC Act
and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. On October 3, 2018, the Bangkok South Criminal Court ruled against him for violating Sections 90 and 289 of the
Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. On October 3, 2018, the Bangkok South Criminal Court ruled against him for violating Sections 90 and 289 of