empowered to achieve financial well-being. To deliver this objective, the SEC is compelled to adapt and refine its strategy and operations to effectively address the challenges and issues that have arisen
commitment to improve our supervisory standards to be widely recognized in an international arena. More details on IOSCO MMoU can be found at : https://www.iosco.org/about/?subsection=mmou • IOSCO
and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening competitiveness; being assured of stability of the systems monitored and maintained to
/ Inquiries > Complaints / Whistleblowers > Whistleblower Contact us SHARE : Detail Content SEC Complaint Center Whistleblower Filing a tip (whistleblowing) means providing information that can be
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies.” More details on IOSCO APRC can be found at https://www.sec.or.th/EN/Pages/AboutUs/InternationalRelations.aspx
specified by law, and at least two of whom having management experience at listed or securities firms. Expert board members each hold office for four-year term and upon completion of their term may be