Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange
Exemption from Submitting the Registration Statement In case of Non-public Offering Securities Issued by Foreign Company
Contract that is not subject to the Act, BE 2546 derivatives.
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
Re: Moving of the Securities Company Office
Determination of Securities Issuer Deemed as a Company
Determination of Untrustworthy Characteristics of Company Directors and Executives