exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business. "investment advisory service" means giving advice in the normal
therefrom. "securities dealing" means a purchase, sale or exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business
” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of matching orders or arranging for counter parties, or by way of providing a
” means any center or network through which derivatives trading is provided in the ordinary course of business, whether by way of matching orders or arranging for counter parties, or by way of providing a
Practices ______________________ SECTION 238 The provisions under this Division shall apply to listed securities and securities traded in the over-the-counter center. SECTION 239 In this Division: “executive
FOR ANY LOSS OR DAMAGE ARISING FROM OR RELATED TO RELIANCE ON SUCH TRANSLATION. ONLY THE ORIGINAL THAI VERSION OF THE EMERGENCY DECREE CARRIES LEGAL AUTHORITY. A36633673/0.7/02 Jul 2018 1 Emergency
for any loss or damage arising from or related to reliance on such translation. Only the original Thai version of the Emergency Decree carries legal authority. Linklaters (Thailand) Ltd 20th Floor
: “SECTION 228/2 The provisions under Section 225, Section 225/1, Section 226, Section 227, Section 228 and Section 228/1 shall apply to the securities depository center which obtains license from the SEC
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type of securities license granted. 4.3 Using of scripless system by depository center for all types of securities and throughout the whole process • Licensed depository center can provide service