Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the

Meta Corporation Public Company Limited On 11 October, 2017 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the

Meta Corporation Public Company Limited On 7 March, 2018 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the

misleading about financial condition, business operation, the price of securities statement related to 12 listed companies that are AEC Securities Public Company Limited ("AEC"), B.Grim Power Public

Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in

PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 18/04/2023

PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 21/03/2024

Group Lease Public Company Limited SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 11/06/2024

Pi Securities Public Company Limited Pi Securities Public Company Limited (“Pi”) (Formerly named Country Group Securities Public Company Limited) had duties to prepare and submit the result of the