broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
whether such service provider is borrower's or lender's counter party of agent. Undertaking securities borrowing and lending business under the first paragraph shall, however, not include the followings
estate OR "simulated real estate" OR "simulated genuine" OR "simulated authentic" OR "artificial genuine" OR "artificial authentic"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
/ Registration • Brokerage о Securities Brokerage о Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office
29th June B.E. 2539 Bodi Chunnananda Finance Minister ---------------------------------------------------------------- Note : Clause 2 of the Ministerial Regulation No.20 (B.E. 2545) promulgated
---------------------------------------------------------------- Note : Clause 2 of the Ministerial Regulation No.20 (B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535 provides that "The licensee in the category of securities financing which has
supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any responsibility for