/ Derivatives Businesses Securities Brokerage Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
whether such service provider is borrower's or lender's counter party of agent. Undertaking securities borrowing and lending business under the first paragraph shall, however, not include the followings
/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share certificate, subscription form, etc. ● Contact evidence such as email and chat messages with the
/ Registration • Brokerage о Securities Brokerage о Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
shareholders and institutional investors Information disclosure Gatekeepers CG Subject Organization 2015 OECD Asian Roundtable on Corporate Governance Summary Note OECD G20/ OECD
shareholders and institutional investors Information disclosure Gatekeepers CG Subject Organization 2015 OECD Asian Roundtable on Corporate Governance Summary Note OECD G20/ OECD
Complaint Form ) Personal visit (Business hours: 08.30 - 16.30 hours) : The Securities and Exchange Commission (SEC) 333/3 Vibhavadi-Rangsit Road Chomphon, Chatuchak Bangkok 10900 Thailand ( Map ) Note