Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
-corruption Progress Indicators record shows a continued progress across the board. For example, in 2014, the majority or 29.10 percent of the listed firms were ranked at Level 2, which indicates declaration of
) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors and high net worth investors at the amount of 500 million baht for a maturity term of 11 months and 29
On 25 November 2019 at 9:00 a.m. (local time), SEC Secretary-General Ruenvadee Suwanmongkol together with Winita Kultangwatana, Director, and Pranee Leksrisakul, Assistant Director, Environmental
“The progress of government action on the National Action Plan on Business and Human Rights and implementation that extends the National Action Plan” together with representatives from Japan
Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the
liquidity risk management and liquidity management tools is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=704 . Stakeholders and interested parties are welcome to give comments and
costs therefrom. SEC has published relevant documents regarding public hearing at www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of