, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the
blocked from these platforms immediately to protect the public from further harm and loss. The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the
Everex Asia : Unlicensed digital asset business (Disclosure Date : 01/11/2019)
Everex Asia : Unlicensed digital asset business (Disclosure Date : 01/11/2019)
First Select Asia Limited : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2019)
First Select Asia Limited : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2019)
Sunlife Asia Company Limited Website: www.sunlifeasia.com : Unlicensed securities and derivatives business (Disclosure Date : 23/09/2014)
Sunlife Asia Company Limited Website: www.sunlifeasia.com : Unlicensed securities and derivatives business (Disclosure Date : 23/09/2014)
from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits