companies under (1) arranging an agreement for establishing a securities trading center in accordance with the rules specified in Clause 3; (3) offering innovative financial services that facilitate problem
. specifying the source of data used in decision making, the study of analysis/research article, criteria in selecting the investment, fund manager’s rationale for deviating investment plan from the conclusion
suitable for possible impacts. 4.2 Companies should consider to determine a data class and latest data set to recover (Recovery point objective), such as data on assets of customers and funds, securities or
” means an analysis of data relating to securities, for the purpose of giving advice or publishing, whether directly or indirectly, on the value of securities or suitability of investment relating to such
mentioned above. The company may send a summoning notice for the Board of Directors’ meeting including its related documents by an electronic mail. In this regard, the person who is charged with arranging the
client’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client’s assets shall be in
Securities not Subject to Provisions on Public Offering of Securities, with the exception of the criteria for arranging an agent in Thailand. Clause 15 If, after approval for an offer for sale of depositary
borrowers with good track records, as well as existing low-risk customers. Early warning signs were also developed with the use of transactional data for enhanced efficiency in risk monitoring and portfolio