accurate? (For example, by frequently reviewing and updating on an annual basis or when there are significant changes) 4 How does the firm address changing circumstances and weaknesses or issues that arise

organizational structure and indicate whether there are INEs at the global, regional or local level. B6 Whether the firm has designated a Quality Management (QM) partner who takes responsibility for the firm’s

# A CENTEL06C2305A 7 Call Warrants on DELTA Issued by KKPS # Call Warrant on DELTA Issued by KKPS # B DELTA06C2305B 7 Call Warrants on GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A

DOHOME Issued by JPM # A DOHOME41C2306A 9 Call Warrants on EA Issued by JPM # Call Warrant on EA Issued by JPM # A EA41C2306A 9 Call Warrants on GLOBAL Issued by JPM # Call Warrant on GLOBAL Issued by JPM

on CPALL Issued by KGI # A CPALL13C2307A 9 บริษัท ไดเมท (สยาม) จำกัด (มหาชน) DIMET 9 N/A GLOBAL Issued by KGI # Call Warrant on GLOBAL Issued by KGI # A GLOBAL13C2307A 9 N/A IVL Issued by KGI # Call

Issued by BLS # Call Warrant on FORTH Issued by BLS # A FORTH01C2308A 8 N/A FORTH Issued by BLS # Put Warrant on FORTH Issued by BLS # A FORTH01P2308A 8 N/A GLOBAL Issued by BLS # Call Warrant on GLOBAL

) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ฟลอยด์ จำกัด (มหาชน) FLOYD-W1 3 Call Warrants on FORTH Issued by KGI # Call Warrant on FORTH Issued by KGI# A FORTH13C2406A 3 Call Warrants on GLOBAL Issued

Warrant on ESSO Issued by KKPS # A ESSO06C2306A 8 N/A GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A GLOBAL06C2306A 8 N/A GPSC Issued by KKPS # Call Warrant on GPSC Issued by KKPS # A

เจนเนอรัล เอนจิเนียริ่ง จำกัด (มหาชน) GEL 5 บริษัท จี เจ สตีล จำกัด (มหาชน) GJS 5 N/A GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A GLOBAL06C2307A 5 N/A GPSC Issued by KKPS # Call

Warrant on FORTH Issued by BLS # A FORTH01C2309A 8 Call Warrants on FORTH Issued by KGI # Call Warrant on FORTH Issued by KGI # A FORTH13C2309A 8 Call Warrants on GLOBAL Issued by JPM # Call Warrant on