Important Instructions for Completing a Complaint Form Matters under the SEC supervision 1. Matters under the SEC supervision in accordance with the governing laws. For example: · approved securities
purpose juristic persons to ensure their compliance with this Emergency Decree; (3) to prescribe types of assets and securities which may be approved for securitization and types of securities to be issued
auditing by the auditor approved by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the
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