Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval process, and other requirements 12 Appendix 1: Recognised ACMF member countries for ACMF Pass framework 13
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
2019 and Annual Report of the Board of Directors in relation to the Company operating result in respect of the year 2019, which is subject to the approval of the Annual General Meeting of Shareholders No
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of Section 9 and the third paragraph of
Public. Clause 5 An applicant who submits an application for approval under Clause 4 shall be granted an approval by the SEC Office only when the following conditions have been satisfied: (1) being a
2018 and Annual Report of the Board of Directors in relation to the Company operating result in respect of the year 2018, which is subject to the approval of the Annual General Meeting of Shareholders No
obtaining approval from the Board of Directors’ meeting No. 8/2017 held on September 8, 2017. It is expected that the Subsidiary will enter into the Agreement to sale and purchase shares with all Leyland’s
and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of