less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
aggregate entity. Investment categories An IFF can choose to invest in following categories as deemed appropriate: direct investment with ownership in the assets: suitable for https://www.sec.or.th
step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
Companies No. Sor Jor Kor Ror 1/2561 Re: Mutual Fund Performance Measurement and Presentation Standards ). 3.3 Where necessary and appropriate, the SEC is empowered to instruct the company to act
make an argument with evidence against the allegation before the SEC commences the consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent
matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation system for auditing on exercising of voting rights; 4. Disclose to investors through an appropriate
approval for the imposition of civil sanction, the Civil Sanction Committee has the duty to consider and determine an appropriate civil sanction to be imposed on the offender. There are five types of civil