number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide
complaint system and making it available 24/7 as well as developing an investor protection search tool - SEC Check First App - to enable investors to check companies providing products or services in the
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
sectors convenience for issuing debt securities for fund mobilization while putting in place an appropriate mechanism for investor protection as debt securities is indeed an investment choice. Hence, the
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 20/06/2023 - 26/06/2023
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 02/08/2022 - 08/08/2022
THANACHART FUND MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 29/10/2007 - 05/11/2007