investment consultant, etc. ● Additional documents ( if applicable ) : Complaint letter to intermediary Complaint reply from intermediary Memorandum between the complainant and the investment consultant 2
recommendations on corporate governance and sustainable development, risk management, compliance with other applicable laws and regulations including the SEC anti-corruption policy and internal control. This is to
English (United States) SECBoard recommendations on corporate governance and sustainable development, risk management, compliance with other applicable laws and regulations including the SEC anti-corruption
disclosure Indicator Applicable Law 2020 score 1 Whose decision is sufficient to approve the Buyer-Seller transaction ? Ans. Shareholders excluding interested parties - พ.ร.บ. บริษัทมหาชนฯ มาตรา 101 - พ.ร.บ
Europe. The AIFMD has been introduced by European Securities and Markets Authority (ESMA) which came into force on 22 July 2013. AIFMD is applicable to Thai funds under following circumstances: 1