PowerPoint Presentation Procedure for Administrative Action and Appeal Filing Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether to constitute law
Clause 3. Law on administrative procedure shall, mutatis mutandis, be applicable to a consideration and imposition of administrative sanction and consideration on an appeal against such imposition. Clause
Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
Sub-Committee on Police Appeal, member of Political Development Counci l , and member of Independent Nat iona l Ru le of Law Commission. His experiences include teacher/lecturer, academic writer, and
and joint ventures 73.9 4.6% (1.6) (0.1%) (102.1%) Finance costs (Interest expenses) (181.3) (11.4%) (314.7) (11.9%) 73.5% Finance costs - Loans for projects (113.8) (7.2%) (163.0) (6.2%) 43.3% Finance
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
for linkage with ASEAN and other markets, to raise international interest in the local market and products, to ensure readiness of investors and stakeholders and to advance regulatory reform in line
% Administrative expenses (109.5) (15.3) (512.5) (29.3) 368.0% Finance costs (Interest expenses) (68.6) (9.7) (205.5) (11.7) 200.0% Other income 83.8 11.7 83.8 4.8 0.1% Share of profit (loss) from investment in an
Goal 4: Preserve market fairness and transparency, understand industry and be a firm and fair regulator During 2003, deposit interest rates dipped to a very low level, which prompted the public to find