duties with efficiency, fairness and transparency;  focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as

person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3

 of inter - dealer brokerage shall- (1) not have shareholder or controlling person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records