: ✓ is licensed or otherwise authorised to conduct the relevant financial advisory services in a participating ASEAN country, and is subject to supervision by the regulatory authority in that country
questions about investment; and (6) “SEC and SME” that provides the information of SEC’s missions for SMEs and Startups. A clip on how-to-use this microsite is available at https://youtu.be/0yFCoaOBi8o. ---------------------------------------
services and putting investors first, while discussed with the business operators for comments and suggestion on this issue. The proposed guidelines and this public hearing will be presented to business
should be a legal obligation on management to provide board members with timely and accurate information they regard as relevant about the company. Board members should have direct access to company
investors to form partnerships.(2) A platform that supports fund mobilization by SMEs and startups: Initially, this platform will be used to provide information, communications, and news, where interested
offering information of each class of bonds, types of offering, risk levels, fact sheets, and relevant reports etc., to enable convenient access of the public and interested parties. The information can be
Lanna Ballroom 1 at Shangri-La Hotel, Chiang Mai on Saturday 9 November 2019.The seminar was with the objective to emphasize all-around information to encourage small and medium-sized enterprises (SMEs
statement or warning as follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are
return, except for estimated return specified in Clause 9; (3) information that urges investors to purchase investment units within a certain timeframe or by a certain time, except for the advertisement of
and estimated return, unless otherwise approved by the Office pursuant to Chapter 2; (3) information that urges investors to purchase investment units within a certain timeframe or by a certain time