: ✓ is licensed or otherwise authorised to conduct the relevant financial advisory services in a participating ASEAN country, and is subject to supervision by the regulatory authority in that country
should be a legal obligation on management to provide board members with timely and accurate information they regard as relevant about the company. Board members should have direct access to company
statement or warning as follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are
return, except for estimated return specified in Clause 9; (3) information that urges investors to purchase investment units within a certain timeframe or by a certain time, except for the advertisement of
life insurance company to the insured as evidence that the insured and the life insurance company have signed a contract of life insurance and a contract of investment in investment units with an
life insurance company to the insured as evidence that the insured and the life insurance company have signed a contract of life insurance and a contract of investment in investment units with an
public for the first time which will be inform later on. Other information Shareholders of company may have the right to reserve of buying UAPC Ordinary Shares not more than their right. In a case
I - Translation - Ref : LPH/SET 2020/004 February 25, 2020 Subject : Clarification on the Operating Results for Year 2019 period ended December 31, 2019 To : President The Stock Exchange of Thailand
I - Translation - Ref : LPH/SET 2019/012 November 13, 2019 Subject : Clarification on the Operating Results for the three-month period ended September 30, 2019 (Q3/2019) To : President The Stock
units by means of purchasing such units from foreign exchange for making delivery; (2) in case of short selling for client’s account: (a) the client shall demonstrate that it has [i] the enabling asset to