% % ,(* ".B #H A3 *$ /*# * `O# **3 % Depositary Receipt (DR) A3 & -/*# A( /"** #H !"# Depositary Receipt (DR) DR B 3/ d 1927 #H)e ,-#. DR "( % *-)e *-* ".#H & /"*N+( aADRsc (American
the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign
Subscription Right (TSR)) (3) ใบแสดงสิทธิในผลประโยชนท่ี์เกิดจากหลกัทรัพยอ์า้งอิงไทย (Depositary Receipt (DR)) ท่ีมีหลกัทรัพยอ์า้งอิงเป็นหุน้ ใบส าคญัแสดงสิทธิท่ีจะซ้ือหุ้น หรือ TSR หรือ (4) ใบส าคญัแสดงสิทธิอนุ
positions held by a client; (b) profit or any other interests resulted from derivatives transaction of a client; (c) warehouse receipt, bill of lading, or any other instruments which represent entitlement in
client; (b) profit or any other interests resulted from derivatives transaction of a client; (c) warehouse receipt, bill of lading, or any other instruments which represent entitlement in assets held by a
Institutional/Investment Professional Use Only. Not for distribution to the public. Corporate Credit Analysis in North American Fixed Income - Credit spread assessment For illustrative purposes only. • Ensures
the following matters: (1) Receipt or delivery of client’s assets; (2) Record of the particulars of client’s assets; (3) Management of client’s assets information. Clause 7. For the custody of client’s
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operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities