Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
Asset Webinar 2022 ภายใต้แนวคิด “ Digital https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9718 SEC teams up with nine organizations to prevent and suppress digital asset investment frauds suppress
.) กล่าวเปิดงานเสวนาออนไลน์ SEC Thailand International Digital Asset Webinar 2022 ภายใต้แนวคิด “ Digital https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9718 SEC teams up with nine organizations to
shall not be executives, staff members, or employees of the securities clearing house or its affiliate; (2) set up a unit for managing risks according to policies concerning risks, provided that payment
mutual fund selling agents ● Proposed to grant new mutual fund management license to increase a greater number of professionals ● Proposed to amend the Provident Fund Act for provident funds to invest
shareholders or top executives. It also revealed instances where some companies took advantage of unclear interpretation of accounting principles to dress up their financial statements. We cooperated with the
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online