approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
will be capable of regular monitoring the quality of audit work performed by such auditor, which resembles the international supervisory framework. The audit quality control regulatory shall be performed
and from overseas ; (4.3) An event that prevents the mutual fund from receiving payments from the invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund
and from overseas ; (4.3) An event that prevents the mutual fund from receiving payments from the invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund
application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the past year, there is no record of being ordered to amend its financial statements or to explain or
than one percent of the total voting shares. Not being an executive director involved in the management of the business, employee, staff, advisor earning regular monthly salary, controlling person during
of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation within 30 days. At the end of the period, the
of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation within 30 days. At the end of the period, the
where there are adverse effects to the public or the economy, the SEC Board has the powers to instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages