report of the sale results within 15 days. ESOP Rules Can be divided into two cases according to the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being
information to restructure the contribution in such conditions as may be beneficial to the executives. The purchase date must be clearly specified in order to avoid any doubt whether internal information is
fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or there are adequate measures to manage conflicts of interest; There is no reason to doubt
years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important information which might affect the qualifications of the company is concealed
-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October 2020) Related Rules and Regulations Inbound
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
+ B = A or B Conditions (1) Only mutual fund under the same mutual fund management company are allowed for an amalgamation/merger. (2) The mutual fund management company must consider possible impacts
management company and the clients; (2) In the case of management of a provident fund, the private fund management company shall deliver the securities and assets as soon as possible. 2.3 Management fees
+ B = A or B Conditions (1) Only mutual fund under the same mutual fund management company are allowed for an amalgamation/merger. (2) The mutual fund management company must consider possible impacts