redress quickly and cost effectively. This should include promoting alternative dispute resolution mechanisms and considering the establishment of specialised courts. Policy frameworks should encourage
LTFs as an investment alternative for retail investors Derivatives Market Push for establishment of a futures exchange to be operable within 2005 ● Supported the SET in the establishment of the futures
to internal control and compliance. Furthermore, collaboration has been established with external agencies as well as international organizations ranging from collection of evidence to criminal
to internal control and compliance. Furthermore, collaboration has been established with external agencies as well as international organizations ranging from collection of evidence to criminal
the Thai Capital Market as an Important Alternative for Fund Mobilization and Investment Achieving Efficiency and Competitiveness for the Thai Capital Market ■ Establishment of Derivatives Market as an
the period in which your data is held by the SEC Office. Right to be informed: You have the right to be informed of the personal data that the SEC Office will process before or at the time of collection
: International standards on Auditing iSQC: International standard on Quality control KPi: key performance indicators mAi: market for Alternative Investment md: managing director; in practice, ceo is generally used
Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and
, processed, and made available for viewing within reasonable time. Securities clearing houses and central securities depositories shall set up an alternative system for use when the system under Paragraph 1
emerging trends and offer alternative implementation methods and examples that may be useful in making the Principles operational. G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 13 I. Ensuring the