business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an order of the Office to be withdrawn from or be refused to put his or her name into the executives’ names
Office of the Securities and Exchange Commission hereby issues the following guidelines: (Translation) -2- (1) in case where the derivatives business operator appoints a new person to be an executive of
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
Office. It is important to note that this is an unofficial English translation which has not been subjected to an official review by the SEC Office. Readers should be aware that only the original Thai text
Translation (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
concerning the management of fund; (2) Management company trade assets or enter into a contract for any fund which is not special mutual fund, having the counterparty who is an affiliated (Translation) - 4