property commits, or permits another to perform, the following acts: (1) damage, destroy, alter, abridge or falsify accounts, documents or evidence relating to management of a trust; (2) make false entries
perform, the following acts: (1) damage, destroy, alter, abridge or falsify accounts, documents or evidence relating to management of a trust; (2) make false entries or fail to enter any material statements
perform, the following acts: (1) damage, destroy, alter, abridge or falsify accounts, documents or evidence relating to management of a trust; (2) make false entries or fail to enter any material statements
. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual fund management
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
than one year; (5) being an officer or an employee of the Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the
, which are capable of protecting the computer system and computer data as well as the management of risks associated with crime or other causes; (4) appropriate accounting systems for the business and
the computer system and computer data as well as the management of risks associated with crime or other causes; (4) appropriate accounting systems for the business and auditing by the auditor approved
institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities and Exchange Act, then a license from the SEC is
institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities and Exchange Act, then a license from the SEC is