Satochi Company Limited Satochi Company Limited ("Satochi"), a digital asset broker, is obligate to submit a request for approval of major shareholder to the SEC office within the period

Satochi’s failure to submit a request for approval of major shareholders to the SEC office within the period specified in the notification of Ministry of Finance, resulted from the instruction or the failure

to disclose IFEC’s default on its bills of exchange, following the SET’s request for clarification on 12 January 2017. Wichai’s actions appear to be intentional causing IFEC to be suspended from

complaint must not exceed 27,175.50 Baht according to the request of the claimant. Moreover, the court ordered Mr. Thanawat to reimburse the execution cost and 6,000 Baht of attorney fee to the claimant.

to prepare and submit the incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the

the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10

change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018

account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later

Mr. Lertchai Vongchaisit Mr. Lertchai Vongchaisit, Director of Arrow Syndicate Public Company Limited (“ARROW”) was required to prepare and submit a report on the change in securities holdings

Mr. Tanon Tantisunthorn Mr. Tanon Tantisunthorn, Deputy Chief Executive Officer of Gulf Energy Development Public Company Limited (“GULF”) was required to prepare and submit a report on the change