Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system and human resources promptly for operating securities business in the
Placement (PP) of shares at a discount. Rights Offering Means it must be allocated to shareholders in proportionate number Is exempted from submitting application for approval and filing prior to the
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
standards for public limited companies and the rules as specified in Section 56 of the Securities and Exchange Act; Being audited or reviewed by an SEC-approved auditor. (List of the SEC-approved auditors
(Refer to clause 6(1) and Clause 7) (1) being an auditor who, in accordance with foreign laws, is eligible to perform audit and certify financial statements of a foreign entity
required in a direct investment in real estate. Furthermore, the investment is professionally administered by experts in the area. Regulatory Summary Status and structure Filing of application for an
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
Businesses The Notification of the Securities and Exchange Commission No. GorThor. 22/2561 Re: Prescription of an Application Form and Procedure for Applying for a License in Undertaking Digital Asset