postponing the public holidays on 13-15 April 2020 during Songkran Festival until the situation concerning the spread of the novel Coronavirus (Covid-19) has improved, in which case the Cabinet will consider
Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a major shareholder, a controlling person, a parent
it makes underwriting. Clause 6 Subject to Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a
prohibits alteration of the trustee. SECTION 52 Subject to Section 29, a trustee shall perform its duty in order to collect, dispose and allocate property in accordance with Section 53 upon termination of
give the securities company sufficient time for preparing or taking any action to allocate fund or solve an issue of maintaining the financial position possibly arising from operational risk. Clause 4 A
securities underwriter after an offer for sale of the underwritten securities so that the underwriter shall be able to allocate shares in excess of the underwriting amount. Such proceeding will increase the
) allocate sufficient resources and budget to persons who relate to any operation in compliance with such policy and plan; (2) provide a measure to control and monitor operation under such policy and plan
securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A
agent) รวม หมายเหตุ การมีส่วนร่วมในการกำหนดราคา หมายถึง การมีส่วนร่วมในการกำหนดราคาเสนอขายหลักทรัพย์ เช่นมีส่วนร่วมในการกำหนดกรอบราคา หรือ กำหนดช่วงราคาเพื่อทำ Book Building เป็นต้น แก้ไขจาก
Marketing Representatives of Private Funds dated 5 January 2005, published in the Government Gazette, Book 122, Special Section 5 Ngor, dated 17 January 2005 The Notification of the Securities and Exchange