Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
interest that may or may not be a breach of laws. Corruption can occur in both public and private sectors, including company executives misusing their power or position to seek personal gains. Alliance
( ACRA), Philippines Securities and Exchange Commission, and the SEC Thailand. Cooperation with Foreign Regulators The SEC places a strategic focus on proactive alliance with fellow regulators