required regularly on a yearly basis (within 30 days after the year end date) 4.2 Investment reports (quarterly) The first report is required within 30 days after the quarter-end of 4/2018 and
required regularly on a yearly basis (within 30 days after the year end date) 4.2 Investment reports (quarterly) The first report is required within 30 days after the quarter-end of 4/2018 and
(reviewed) within 45 days from the last day of the quarter Financial statements for the financial period (audited) within three months after the last day of the financial period (it can submit audited six
as from the end of each quarter. - The audited annual financial statement shall be submitted within 2 months as from the end of the accounting period. In case of submitting the review of 4
definition of “executive" means director, manager, or the first four executives succeeding the manager and every person holding the position equivalent to the fourth rank including person holding executive
Notifications relating to Issuance and Offer for Sale of Securities, dated December 15, 2008 (B.E. 2551), the definition of “executive" means director, manager, or the first four executives succeeding the
responsibility for private fund management. Directors, managers and persons with managerial authority who are responsible for managing private fund for legal entity under the first paragraph shall also have
from a closed-end fund to an open-end fund is originally specified in the scheme prior to the first offering of the investment units, or a resolution of approval is obtained from the unitholders with
from a closed-end fund to an open-end fund is originally specified in the scheme prior to the first offering of the investment units, or a resolution of approval is obtained from the unitholders with
law on life insurance, such branch of foreign commercial bank or foreign life insurance company shall also have qualifications specified under the first paragraph. Clause 3 Applicant for securities